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SEC Charges 38 Entities Over False Investment Adviser Filings

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The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers. The agency’s acti...

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SEC Charges 38 Entities Over False Investment Adviser Filings

NewsBTC 13h ago

SEC Charges 38 Entities Over False Investment Adviser Filings

The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers. The agency’s acti...